SEC Filing Calendar

2007 Calendar of SEC Holidays & EDGAR Filing Deadlines


2007 Calendar of SEC Holidays
 
Date Federal Holidays
 
Monday, January 01 New Year's Day EDGAR & SEC Closed
Monday, January 15 Martin Luther King, Jr. Day EDGAR & SEC Closed
Monday, February 19 Presidents' Day EDGAR & SEC Closed
Monday, May 28 Memorial Day EDGAR & SEC Closed
Wednesday, July 04 Independence Day EDGAR & SEC Closed
Monday, September 03 Labor Day EDGAR & SEC Closed
Monday, October 08 Columbus Day EDGAR & SEC Closed
Monday, November 12 Veteran's Day EDGAR & SEC Closed
Thursday, November 22 Thanksgiving Day EDGAR & SEC Closed
Tuesday, December 25 Christmas Day EDGAR & SEC Closed
Major EDGAR Filing Deadlines for Non-Accelerated Filers with December 31 Fiscal Year End

Date Description
 
Wednesday, February 14, 2007 Schedule 13G, Form 13F and Form 5 for filers with fiscal year end 12/31/06
Wednesday, February 14, 2007 Schedule 13F for filers with quarter ending 12/31/06
Monday, April 2, 2007 Annual reports on Form 10-K for filers with fiscal year ending 12/31/06
Tuesday, May 15, 2007 Forms 13F and 10-Q for filers with quarter ending 03/31/07
Friday, June 29, 2007 Form 11-K for filers with fiscal year ending 12/31/06
Monday, July 2, 2007 Forms 20f or 40F for international filers with fiscal year end 12/31/06
Tuesday, August 14, 2007 Forms 13F and 10-Q for filers with quarter ending 06/30/07
Tuesday, August 31, 2007 Form N-PX
Wednesday, November 14, 2007 Forms 13F and 10-Q for filers with quarter ending 09/30/07
Major EDGAR Filing Deadlines for Accelerated Filers with December 31 Fiscal Year End
 
Date Description
 
Wednesday, February 14, 2007 Schedule 13G, Form 13F and Form 5 for filers with fiscal year end 12/31/06
Wednesday, February 14, 2007 Schedule 13F for filers with quarter ending 12/31/06
Friday, March 16, 2007 Annual reports on Form 10-K for filers with fiscal year ending 12/31/06
Thursday, May 10, 2007 Forms 13F and 10-Q for filers with quarter ending 03/31/07
Friday, June 29, 2007 Form 11-K for filers with fiscal year ending 12/31/06
Monday, July 2, 2007 Forms 20F or 40F for international filers with fiscal year end 12/31/06
Thursday, August 09, 2007 Form 10-Q for filers with quarter ending 06/30/07
Tuesday, August 14, 2007 Form 13F for filers with quarter ending 06/30/07
Tuesday, August 31, 2007 Form N-PX
Friday, November 09, 2007 Forms 13F and 10-Q for filers with quarter ending 09/30/07
Major EDGAR Filing Deadlines for Large Accelerated Filers with December 31 Fiscal Year End
 
Date Description
 
Wednesday, February 14, 2007 Schedule 13G, Form 13F and Form 5 for filers with fiscal year end 12/31/06
Wednesday, February 14, 2007 Schedule 13F for filers with quarter ending 12/31/06
Thursday, March 1, 2007 Annual reports on Form 10-K for filers with fiscal year ending 12/31/06
Thursday, May 10, 2007 Forms 13F and 10-Q for filers with quarter ending 03/31/07
Friday, June 29, 2007 Form 11-K for filers with fiscal year ending 12/31/06
Monday, July 2, 2007 Forms 20f or 40F for international filers with fiscal year end 12/31/06
Thursday, August 09, 2007 Form 10-Q for filers with quarter ending 06/30/07
Tuesday, August 14, 2007 Form 13F for filers with quarter ending 06/30/07
Tuesday, August 31, 2007 Form N-PX
Friday, November 09, 2007 Forms 13F and 10-Q for filers with quarter ending 09/30/07
EDGAR Filing Deadlines for Quarterly and Annual Reports

Filing Calendar for quarterly reports on Form 10-Q and
Annual reports on Form 10-K
Large Accelerated Filers
Period Ended 10-Q Filing Deadline 10-K Filing Deadline
Tuesday, October 31, 2006 Monday, December 11, 2006 Tuesday,  January 16, 2007
Thursday, November 30, 2006 Tuesday, January 09, 2007 Tuesday, February 13, 2007
Sunday, December 31, 2006 Friday, February 09, 2007 Thursday, March 1, 2007 (60 days)
Wednesday, January 31, 2007 Monday, March 12, 2007 Monday, April 02, 2007
Wednesday, February 28, 2007 Monday, April 09, 2007 Monday, April 30, 2007
Saturday, March 31, 2007 Thursday, May 10, 2007 Wednesday, May 30, 2007
Monday, April 30, 2007 Monday, June 11, 2007 Friday, June 29, 2007
Thursday, May 31, 2007 Tuesday, July 10, 2007 Monday, July 30, 2007
Saturday, June 30, 2007 Thursday, August 09, 2007 Wednesday, August 29, 2007
Tuesday, July 31, 2007 Monday, September 10, 2007 Monday, October 01, 2007
Friday, August 31, 2007 Wednesday, October 10, 2007 Tuesday, October 30, 2007
Sunday, September 30, 2007 Friday, November 09, 2007 Thursday, November 29, 2007
Wednesday, October 31, 2007 Monday, December 10, 2007 Monday, December 31, 2007
Friday, November 30, 2007 Wednesday, January 09, 2008 Tuesday, January 29, 2008
Monday, December 31, 2007 Monday, February 11, 2008 Friday, February 29, 2008

Accelerated Filers
Period Ended 10-Q Filing Deadline 10-K Filing Deadline
Tuesday, October 31, 2006 Monday, December 11, 2006 Tuesday,  January 16, 2007
Thursday, November 30, 2006 Tuesday, January 09, 2007 Tuesday, February 13, 2007
Sunday, December 31, 2006 Friday, February 09, 2007 Friday, March 16, 2007
Wednesday, January 31, 2007 Monday, March 12, 2007 Monday, April 16, 2007
Wednesday, February 28, 2007 Monday, April 09, 2007 Monday, May 14, 2007
Saturday, March 31, 2007 Thursday, May 10, 2007 Thursday, June 14, 2007
Monday, April 30, 2007 Monday, June 11, 2007 Monday, July 16, 2007
Thursday, May 31, 2007 Tuesday, July 10, 2007 Tuesday, August 14, 2007
Saturday, June 30, 2007 Thursday, August 09, 2007 Thursday, September 13, 2007
Tuesday, July 31, 2007 Monday, September 10, 2007 Monday, October 15, 2007
Friday, August 31, 2007 Wednesday, October 10, 2007 Wednesday, November 14, 2007
Sunday, September 30, 2007 Friday, November 09, 2007 Friday, December 14, 2007
Wednesday, October 31, 2007 Monday, December 10, 2007 Monday, January 14, 2008
Friday, November 30, 2007 Wednesday, January 09, 2008 Wednesday, February 13, 2008
Monday, December 31, 2007 Monday, February 11, 2008 Monday, March 17, 2008

Non-Accelerated Filers
Period Ended 10-Q Filing Deadline 10-K Filing Deadline
Tuesday, October 31, 2006 Friday, December 15, 2006 Monday, January 29, 2007
Thursday, November 30, 2006 Tuesday,  January 16, 2007 Wednesday, February 28, 2007
Sunday, December 31, 2006 Wednesday, February 14, 2007 Monday, April 02, 2007
Wednesday, January 31, 2007 Monday, March 19, 2007 Tuesday, May 01, 2007
Wednesday, February 28, 2007 Monday, April 16, 2007 Tuesday, May 29, 2007
Saturday, March 31, 2007 Tuesday, May 15, 2007 Friday, June 29, 2007
Monday, April 30, 2007 Thursday, June 14, 2007 Monday, July 30, 2007
Thursday, May 31, 2007 Monday, July 16, 2007 Wednesday, August 29, 2007
Saturday, June 30, 2007 Tuesday, August 14, 2007 Friday, September 28, 2007
Tuesday, July 31, 2007 Friday, September 14, 2007 Monday, October 29, 2007
Friday, August 31, 2007 Monday, October 15, 2007 Thursday, November 29, 2007
Sunday, September 30, 2007 Wednesday, November 14, 2007 Monday, December 31, 2007
Wednesday, October 31, 2007 Monday, December 17, 2007 Tuesday, January 29, 2008
Friday, November 30, 2007 Monday, January 14, 2008 Thursday, February 28, 2008
Monday, December 31, 2007 Thursday, February 14, 2008 Monday, March 31, 2008
 
General Filing Deadlines

Large Accelerated Filers
FY Ending on or After Form 10-K Form 10-Q
December 15, 2005 75 days after fiscal year end 40 days after quarter end
December 15, 2006 60 days after fiscal year end 40 days after quarter end
December 15, 2007 60 days after fiscal year end 40 days after quarter end
 
Accelerated Filers
FY Ending on or After Form 10-K Form 10-Q
December 15, 2002 90 days after fiscal year end 45 days after quarter end
December 15, 2003 75 days after fiscal year end 45 days after quarter end
December 15, 2004 75 days after fiscal year end 40 days after quarter end
December 15, 2005 75 days after fiscal year end 40 days after quarter end
December 15, 2006 75 days after fiscal year end 40 days after quarter end
December 15, 2007 75 days after fiscal year end 40 days after quarter end
 
Investment management Annual Interim
N-Q 60 days after 1st & 3rd fiscal quarter end
N-PX Due no later than August 31
N-SAR 60 days after fiscal year end 60 days after end of 2nd fiscal quarter
N-CSR Due to be printed and mailed 60 days following end of each half year by investment companies. EDGAR filing is due 10 days after mailing date.
Schedule 13G Due 45 days following the end of the calendar year
Form 13F Due 45 days following the end of each fiscal quarter from institutional investment managers
Form 13D Due 10 days after the acquisition of more than 5% beneficial ownership.
Form 24F-2 Due 90 days following the end of the fiscal year by investment companies.
 
Non-Accelerated Filers
Form 10-Q/10-QSB 45 days after end of quarter end
Form 10-K/10-KSB 90 days after end of fiscal year end
Form 11-K Due 180 days after the end of the retirement plan year.
 
Section 16 Beneficial Ownership Forms
Form 3 Due 10 days after the event an individual becomes a reporting person.
Form 4 Due before end of 2nd business day in which a company insider trades registered securities in the company.
Form 5 Due on or before 45th day after the end of the issuer’s fiscal year.
 
Foreign Forms
Form 20-F A foreign private issuer must file its annual report on Form 20-F within six months after the end of the fiscal year covered by the report.
  • If a filing due date falls on a weekend or SEC holiday, the filing is due on the following business day.
  • The EDGAR system hours of operation for submitting files are 6:00 a.m. to 10:00 p.m. Eastern Time, weekdays, excluding Federal Holidays.  Files submitted after 5:30 p.m. Eastern (with the exception of Section 16 filings) will receive the next business day's filing date.
  • Companies may request a filing extension for their Form 10-Q's and 10-K's by submitting Form 12b-25 via the EDGAR system.  By filing this form, a filer may gain up to 5 additional days to file Form 10-Q or 15 days to file Form 10-K.  Companies have up to 24 hours after the original filing deadline to file Form 12b-25.

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